Les Abromovitz, author of GROWING WITHIN THE LINES: THE INVESTMENT ADVISER'S ADVERTISING AND MARKETING COMPLIANCE GUIDE, can help you create advertisements that comply with the strict regulations governing Registered Investment Advisers (RIAs).
Les is also the author of THE INVESTMENT ADVISOR'S COMPLIANCE GUIDE. The third edition was published in 2023 by the National Underwriter/ALM Global and addresses the new Marketing Rule.
Although your website, social media and marketing materials can help you to attract clients, they can also attract the attention of securities regulators. Maybe it’s time for you to take a fresh approach instead of settling for content written by someone who doesn’t understand your business or the rules governing advertisements. You can have your website content and marketing materials created by a guy who focuses on RIAs and has written extensively about advertising compliance issues.
Offices in Pittsburgh, Pennsylvania, and Boca Raton, Florida
The latest edition of the INVESTMENT ADVISOR'S COMPLIANCE GUIDE is available at https://www.nationalunderwriter.com/the-investment-advisor-s-compliance-guide-3rd-edition.html.