Les Abromovitz, author of GROWING WITHIN THE LINES: THE INVESTMENT ADVISER'S ADVERTISING AND MARKETING COMPLIANCE GUIDE, can help you create advertisements that comply with the strict regulations that apply to Registered Investment Advisers (RIAs).
Les is also the author of THE INVESTMENT ADVISOR'S COMPLIANCE GUIDE. The second edition was published in 2017 by the National Underwriter Company, a division of ALM Media. The third edition will be published in early 2023 and will address the new Marketing Rule.
Although your website and marketing materials can help you to attract clients, they can also attract the attention of securities regulators. Maybe it’s time for you to take a fresh approach instead of settling for content written by someone who doesn’t understand your business or the rules governing advertisements. You can have your website content and marketing materials created by a guy who focuses on RIAs and has written extensively about advertising compliance issues.
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